Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and recordkeeping.
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
Robinhood to pay $45M fine to settle securities law violations by broker-dealers
Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and regulations by two of its broker-dealers.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to Pay $45 Million to Settle SEC Claims
Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday.
Robinhood to pay $45M to resolve range of SEC claims
The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to
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Robinhood Stock Soars As Analysts Hail Brokerage As ‘Financials’ Finest’ And ‘Best Idea’: Retail Turns Ecstatic
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This industry disruptor earned its reputation on meme stocks but aspires to become a do-it-all platform for your financial ...
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Robinhood stock rises on bullish analyst outlook
Robinhood's stock performance has been robust, with shares up approximately 200% in 2024. The company recently settled ...
Upstart, Robinhood, and Opendoor Are All Spiking on Wednesday -- Here's Why They Could Go Even Higher
Lending technology platform Upstart ( UPST 8.45%) was higher by 12%, innovative brokerage app provider Robinhood ( HOOD 9.33% ...
Trump’s SEC should be good for Robinhood. The platform’s latest SEC settlement is proof of that.
Robinhood recently announced that it’s agreed to pay $45 million in fines to the U.S. Securities and Exchange Commission.