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Vanguard to Pay $106 Million in Restitution

The New York Times · 2d

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

Vanguard agrees to pay investors $106 million after failing to disclose retirement fund changes

Vanguard, one of the largest mutual fund companies in the United States agreed to pay investors $106 million, CNN reports.

8h

3 Vanguard ETFs to Buy With $2,000 and Hold Forever

Being able to buy and hold anything means you must own the right kinds of investments to begin with. If you're looking for a ...

New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

3d

Vanguard to pay $106.4 million to settle US SEC charges, regulator says

The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...

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