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Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
Robinhood to pay $45M to settle SEC charges
Robinhood Securities will pay $33.5 million and Robinhood Financial will pay $11.5 million to settle a variety of charges, including recordkeeping and cybersecurity violations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and recordkeeping.
Robinhood settles SEC charges with $45M payment over regulatory violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle charges from the US Securities and Exchange Commission (SEC) stemming from a series of regulatory violations concerning recordkeeping,
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to Pay $45 Million to Settle SEC Claims
Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday.
Robinhood Reaches $45M SEC Settlement, Crypto Arm Investigation Still Ongoing
Robinhood reaches a $45 million settlement with the SEC over securities law violations. The settlement does not address ongoing investigations into Robinhood’s cryptocurrency operations. This
1h
on MSN
Robinhood Stock Soars After Bullish Analyst Notes, Regulatory Settlement
Shares of the online discount brokerage firm are spiking this week as it diversifies its service offering and looks ahead to ...
2d
on MSN
Is Robinhood Markets Stock a Buy Now?
Robinhood Markets (NASDAQ: HOOD) has staged an impressive comeback, with its stock soaring approximately 230% to $40 per ...
1d
Robinhood Tapped as Top 2025 Crypto Pick Amid Potential SEC Policy Shift Under Trump Presidency
With reference to possible legislative changes under a Trump presidency, Bernstein analyst Gautam Chhugani chooses Robinhood ...
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2h
Robinhood Stock Soars As Analysts Hail Brokerage As ‘Financials’ Finest’ And ‘Best Idea’: Retail Turns Ecstatic
Shares of financial services firm Robinhood Markets Inc (HOOD) surged over 10% on Wednesday to hit over three-year highs ...
5h
Upstart, Robinhood, and Opendoor Are All Spiking on Wednesday -- Here's Why They Could Go Even Higher
Lending technology platform Upstart ( UPST 8.45%) was higher by 12%, innovative brokerage app provider Robinhood ( HOOD 9.33% ...
4h
on MSN
Here’s Why HOOD Is Rallying for a Second Straight Day
Wealth management firm Bernstein yesterday picked Robinhood as its "best idea" in the digital assets category.
2d
New Buy Rating for Robinhood Markets (HOOD), the Technology Giant
Barclays analyst Benjamin Budish maintained a Buy rating on Robinhood Markets (HOOD – Research Report) today and set a price target of $54.00.
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Why Robinhood Stock Was Moving Higher Today
Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...
2h
Trump’s SEC should be good for Robinhood. The platform’s latest SEC settlement is proof of that.
Robinhood recently announced that it’s agreed to pay $45 million in fines to the U.S. Securities and Exchange Commission.
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